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Transfer + Settlement

Private stock transfer management platform, streamlining share transfers through automation and defined controls.

This Product Helps:

  • Private Companies
  • Investors
  • Banks + Brokers
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Simplified Workflow.

Finally, Technology to Automate and Manage Your Share Transfers

Our proprietary Transfer and Settlement technology helps manage share transfer activity from match to settlement alongside your equity administration team. Via one broker-agnostic platform, we help eliminate friction while tracking transfer restrictions for equity administration teams, banks, brokers, and investors.

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Your Data Is Your Data.

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Trading Anywhere

Whether NPM or other third-party venue executed, transfer data only shared with approved parties.

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Secure Data

Data is protected, confidential, and secured within NPM-managed systems.

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Company-Controlled

Access to real-time reporting available to company-authorized users only.

Why Nasdaq Private Market.

Share Transfer + Settlement All On One Platform

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Broker-Agnostic, Standard Process

Standardized and faster transfer process for participants regardless of trading venue

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Streamline Stock Transfer Notice (STN)

Dedicated team and software to centralize STN, data collection, and custom investor documents

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Verify Holdings + Online ROFR Decision

Confirm seller holdings and process ROFR approvals for clear audit trail of transfer process

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Track Transfer Activity Real Time

Dashboard for tracking of stock transfer agreements, submissions, and transfer progress

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Paying Agent Services

Simplifies flow of funds by collecting and saving wire instructions and creating a timestamp for transfers

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Reporting + Monitoring

Create and download multiple reports pre-, intra-, and post-trade to confirm trades

Infrastructure for the Entire Industry.

Critical Infrastructure Powering the Private Markets

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Private Companies

Expedited settlement tool offering companies full transparency

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Banks + Brokers

Share settlement tool so brokers can focus on trading

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Investors

Streamlined settlement workstation to monitor transfer activity and payments

Share Transfer Tracking. In Real Time.

Dedicated Company Transfer Dashboard + Data

Our platform tracks the progress of every transfer in real time via one control panel. Transfer restriction activity is easily monitored and audited for clients. The workflow tools create a funnel for private companies to capture, aggregate, and view transfer activity data and specific details needed for reporting requirements. Equity administration teams also always have full control of and access to their company data.

Transfer and Settlement workstation
Client Testimonials.
Thanks to Nasdaq Private Market we were able to offer eligible Docker employees valuable liquidity for their equity grants. Their commitment to client success continues to deliver powerful results for our team, shareholders, and investors.

Scott Baumgartner

Chief Financial Officer, Docker

Working with NPM, especially their tireless and service-oriented operations team, made our transaction a smooth one. NPM's support enabled us to keep our attention on the athletes we serve & employees who obsess over them.

Annie Frye

Legal, Strava

NPM has been a key partner in Hopper's program to create multiple opportunities for partial employee liquidity. We appreciate NPM's creativity in adapting to Hopper's unique transaction structures.

Brian Carroll

VP Corporate Development and General Counsel, Hopper

NPM serves as an incredible partner for us. We’ve leveraged their secondary solutions multiple times to provide liquidity for employees. They deliver a professional and seamless experience for our team.

Matthew Rinegar

Senior Corporate Counsel, Icertis

We had the pleasure of using the NPM platform and had a fantastic overall experience. Nasdaq Private Market’s knowledgeable and efficient team enabled us to successfully launch in a tight time frame.

June Ko

Legal, CircleCI

Thank you to Nasdaq Private market for being a great partner throughout the tender offer process!

Scott Buxton

VP of Finance, DataDog